Description
SEBI IT Compliance Implementation Services
By Sherlocked Security – Capital Market Cyber Risk Specialists
Full Service Description
SEBI-regulated entities face strict regulatory oversight where gaps in IT governance or cybersecurity controls can lead to penalties, operational restrictions, or reputational damage.
Sherlocked Security delivers SEBI IT Compliance Implementation Services through the Make Audit Easy platform, supporting organizations in translating SEBI circulars into effective security and operational controls.
The service focuses on cyber resilience, IT risk management, BCP–DR readiness, incident response, and regulatory reporting, ensuring compliance is practical, measurable, and auditable.
| Feature | Basic | Standard | Enterprise | Advance |
| Engagement Mode | Virtual Only | Virtual + Onsite | Virtual + Multi-City Onsite | Virtual + Extended Multi-City Onsite |
| Locations Covered | 3 | 5 | 7 | 10 |
| Total Cities Covered | NA | 1 | 2 | 3 |
| Virtual Coverage | HO / 3 Units | HO + Key Branches | HO + Regional Offices | Enterprise-Wide Coverage |
| Onsite Coverage | Not Included | 2 Locations (1 City) | 4 Locations (2 Cities – PAN India Tier 1/2) | 5 Locations (3 Cities – PAN India Tier 1/2) |
| Regulatory Gap Assessment | High-Level SEBI Compliance Review | Detailed Circular & Framework Mapping | Multi-Entity Cyber Assessment | Enterprise-Wide Supervisory Readiness Review |
| Cybersecurity Framework Alignment | Policy Templates | SEBI CSF Alignment | Control Validation & Effectiveness Review | Advanced Monitoring & SOC Advisory |
| System Audit Readiness | Audit Checklist | Documentation & Evidence Structuring | Mock System Audit Simulation | Full System Audit & Observation Closure Support |
| Access & Privilege Controls | Basic Policy Review | Role-Based Access Validation | Privileged Access Governance | Continuous Access Monitoring Model |
| Log Monitoring & SIEM | Logging Guidance | Log Review Framework | SIEM Advisory Support | Advanced Threat Monitoring Model |
| Vulnerability & Patch Management | Policy Templates | Structured Vulnerability Framework | Remediation Tracking Model | Risk-Based Vulnerability Governance |
| BCP & DR Compliance | BCP Template Review | DR Framework Alignment | DR Testing Advisory | Crisis Simulation & Recovery Optimization |
| Third-Party & Vendor Risk | Advisory Guidance | Vendor Risk Framework | Critical Vendor Review | Enterprise Vendor Risk Governance Model |
| Inspection / Regulatory Support | Readiness Checklist | Documentation Assistance | Inspection Simulation | Full Inspection & Regulatory Interaction Support |
| Engagement Timeline | 3–11 Days | 5–15 Days | 7–25 Days | 10–30 Days |
| Post-Engagement Support | 5 Months | 5 Months | 7 Months | 11 Months |
| Add-On | ||||
| Additional Virtual Location | 10% | 7% | 7% | 5% |
| Additional Onsite (Same City) | NA | 15% | 15% | 10% |
| Additional Onsite (Another City) | NA | NA | 20% | 15% |
| Timeline | ||||
| Engagement Timeline | 15 Days | 15 days to 2 Month | 2 to 4 Month | 4 Month + |
| Post-Engagement Support | 1 Months | 3 Months | 7 Months | 11 Months |
*TC
Key Implementation Coverage
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SEBI regulatory scope & applicability analysis
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Gap assessment against SEBI cyber frameworks
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Secure IT architecture & access governance
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Monitoring, logging & incident response setup
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SEBI incident reporting processes
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BCP–DR planning, testing & documentation
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Vendor & third-party IT risk controls
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System audit & inspection readiness
Who This Service Is For
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Brokers, exchanges & depositories
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Mutual funds & capital market intermediaries
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Portfolio managers & investment platforms
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SEBI-regulated financial entities
Why Sherlocked Security
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Deep expertise in cybersecurity for capital markets
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Regulator-focused compliance delivery
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Practical and implementation-ready approach
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Alignment with SEBI, ISO & RBI requirements
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Engagement managed via Make Audit Easy
Outcome
A robust SEBI-compliant IT and cybersecurity framework that reduces regulatory risk and improves cyber resilience.
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