SEBI IT Compliance Internal Audit – Sherlocked Security – SS SE001

Description

SEBI IT Compliance Internal Audit Services

By Sherlocked Security – Capital Market Cyber Audit Specialists

Full Service Description

SEBI places strong emphasis on cybersecurity, IT governance, and operational resilience across regulated capital market entities.

Sherlocked Security delivers SEBI IT Compliance Internal Audit Services through the Make Audit Easy platform, helping organizations independently assess compliance with SEBI IT and cyber frameworks.

The audit focuses on control effectiveness, cyber risk exposure, and regulatory alignment, enabling proactive remediation before regulatory inspections.

	Basic	Standard	Enterprise	Advance
Audit Mode	Virtual Only	Virtual + Onsite	Virtual + Onsite	Virtual + Onsite
Locations Covered	3	5	7	10
Total Cities covered	NA	1	2	3
Virtual Audit Coverage	3 Locations	3 Locations	3 Locations	5 Locations
Onsite Audit Coverage	NA	2 Locations (Only one City)	4 Locations (Any two Cities – PAN India Tier 1/2)	5 Locations (3 Cities – PAN India Tier 1/2)
Add On
Additional Virtual Location	10% Per location	7% Per Location	7% Per Location	5% Per Location
Additional Onsite Location (Same City)	NA	15% Per Location	15% Per Location	10% Per Location
Additional Onsite (Another City, 1 location)	NA	NA	+20% per location	+15 % per location
Timeline
Audit Timeline	3–11 Days	5–11 Days	7–20 Days	7–20 Days
Post-Audit Support	5 Months	5 Months	7 Months	11 Months

Key Audit Coverage

SEBI regulatory scope & applicability review
Governance, policies & oversight mechanisms
Cybersecurity monitoring & incident response
Identity & access management controls
Network security & system hardening
SEBI incident reporting processes
BCP–DR readiness & testing
Vendor & third-party IT risk assessment

Who This Service Is For

Brokers, exchanges & depositories
Mutual funds & capital market intermediaries
Portfolio managers & SEBI-registered entities

Why Sherlocked Security

Strong cybersecurity & regulatory audit expertise
Independent, regulator-focused audits
Practical and actionable findings
Alignment with SEBI, ISO & NIST standards
Delivery via Make Audit Easy

Outcome

A regulator-aligned SEBI IT internal audit that strengthens cybersecurity and compliance readiness.

Additional information

Audit Service Plan	I. Basic, II. Standard, III. Enterprise, IV. Advance
Base City or Zone	Bengaluru, Chennai, Delhi (NCR), Hyderabad, Kolkata, Mumbai, Pune, Zone – East, Zone – North, Zone – South, Zone – West